NGC Financial, LLC - (Member FINRA/SIPC)
Neil G Carousso, CPA, CFP®
3601 208th Street
Bayside, NY 11361
Protecting Your Information
"Customer Information" means information identifiable with a specific customer. NGC & CPA DO NOT SELL ITS CUSTOMER INFORMATION TO ANYONE. WE WILL ONLY SHARE CUSTOMER INFORMATION WITH OTHERS AS STATED IN THIS POLICY OR UNDER TERMS OF THE USA PATRIOT ACT, UNLESS WE PROVIDE YOU WITH ADDITIONAL NOTICE OR ASK FOR YOUR PERMISSION. We value your trust and we carefully handle any information we possess about you. We will destroy documents that may contain customer information before discarding them. All NGC & CPA associates who have access to your information are required to treat Customer Information confidentially, and they are subject to disciplinary action if they fail to follow this requirement.
Information We Collect
NGC & CPA collects various types of information to service your accounts. The customer Information we collect and store generally consists of the following: Information gathered from applications, tax returns, forms and other information you provide us, whether in writing, in person, by telephone, through your Advisor, electronically or by any other means, such as your name, address, social security number, assets, income, and debt. Information about your transactions and your account experience with NGC & CPA such as your account balances, trading activity, payment history and parties to transactions Information from a consumer reporting agency regarding your creditworthiness or credit history. Information from other outside sources regarding their employment, credit, or other relationship with you, or verifying representations made by you to them, such as your employment history, loan or credit card balances.
Sharing Information with Third Parties