Logo, Neil G. Carousso, CPA, CFP®


NGC, CPA, CFP, Logo


(718) 423-1100
3601 208th Street,
Bayside, NY 11361

Client Portal

 

Our Privacy Policy

NGC Financial, LLC - (Member FINRA/SIPC)

Neil G Carousso, CPA, CFP®

3601 208th Street

Bayside, NY 11361

(718) 423-1100

www.ngcfinancial.com

This policy notice is provided to you in accordance with the Federal Financial Privacy Law, 15 U.S.C. 6801-6810. Title V of the Gramm-Leachy-Bliley Act of 1999 required the Securities and Exchange Commission ("SEC") to adopt rules relating to the privacy of nonpublic personal information of consumers and customers. As a result, the SEC adopted Regulation S-P, "Privacy of Consumer Financial Information". Accordingly, NGC Financial, LLC, (NGC") and Neil G. Carousso, CPA, CFP® ("CPA") have adopted a privacy policy that address safeguards for the protection of its customer records and information. NGC's and CPA's Privacy Policy states the following:

Protecting Your Information

"Customer Information" means information identifiable with a specific customer. NGC & CPA DO NOT SELL ITS CUSTOMER INFORMATION TO ANYONE. WE WILL ONLY SHARE CUSTOMER INFORMATION WITH OTHERS AS STATED IN THIS POLICY OR UNDER TERMS OF THE USA PATRIOT ACT, UNLESS WE PROVIDE YOU WITH ADDITIONAL NOTICE OR ASK FOR YOUR PERMISSION. We value your trust and we carefully handle any information we possess about you. We will destroy documents that may contain customer information before discarding them. All NGC & CPA associates who have access to your information are required to treat Customer Information confidentially, and they are subject to disciplinary action if they fail to follow this requirement. 

Information We Collect

NGC & CPA collects various types of information to service your accounts. The customer Information we collect and store generally consists of the following: Information gathered from applications, tax returns, forms and other information you provide us, whether in writing, in person, by telephone, through your Advisor, electronically or by any other means, such as your name, address, social security number, assets, income, and debt. Information about your transactions and your account experience with NGC & CPA such as your account balances, trading activity, payment history and parties to transactions Information from a consumer reporting agency regarding your creditworthiness or credit history. Information from other outside sources regarding their employment, credit, or other relationship with you, or verifying representations made by you to them, such as your employment history, loan or credit card balances.

Sharing Information with Third Parties

We may share Customer Information with unaffiliated third parties who perform services for NGC, CPA or in connection with servicing or processing the accounts, products and services that you have with us. these companies may include your Advisor, other financial service, such as clearing firms, insurance companies, payment processing companies, check printing and data processing companies. These companies might assist us in a number of ways, for example, in fulfilling your service requests, or processing your transactions, providing reports to you and your Advisor, or mailing your account statements. We may disclose Customer Information we maintain about you to credit bureaus and similar organizations when required or permitted by law. Such shared information may include a disclosure in connection with a subpoena or similar legal process, a fraud investigation, an audit or examination. In addition, we may exchange customer information with reputable reference sources and clearinghouse services for purposes of credit reporting and verification. NGC and CPA will provide customers an initial notice of its privacy policy at the time of opening an account, and thereafter it will provide annual privacy update notices. NGC and CPA reserves the right to make changes to this policy. The statement of this Privacy Policy is available at our home office, on our company website at www.ngcfinancial.com and wherever other such documents may be required to be available. The Compliance Officer is responsible for implementing and monitoring this policy.